Phyton Talent Advisors in Boca Raton, FL, is seeking a Compliance Associate to join a growing broker-dealer. This role offers exposure to the day-to-day compliance program and collaboration with business, operations, and supervisory teams. The ideal candidate has active Series 7 and Series 24 licenses and at least 5 years of regulated financial services compliance experience, with strong knowledge of FINRA and SEC requirements. Remote work not indicated; on-site role in Boca Raton. #J-18808-Ljbffr Phyton Talent Advisors
...Job TitleResearch AssistantAgencyTexas A&M University - KingsvilleDepartmentCitrus CenterProposed Minimum SalaryCommensurateJob Location... ...may require work beyond normal office hours and/or work on weekends.This position is funded from grant and/or contract funding,...
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