Broker-Dealer Regulatory & Enforcement Specialist Job at McDermott Will & Schulte, New York, NY

  • McDermott Will & Schulte
  • New York, NY

Job Description

McDermott Will & Schulte seeks an attorney with a substantive focus on broker-dealer regulation to join its regulatory practice in New York. The role involves advising on complex securities matters for leading financial institutions. You will counsel on Securities Exchange Act obligations, FINRA rules, and related state and federal securities laws, supporting registrations, investigations, and enforcement matters while drafting policies and providing strategic regulatory guidance. #J-18808-Ljbffr McDermott Will & Schulte

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